Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) which regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The US government agency which acts as the ultimate regulator of the US securities industry, including FINRA, is the US Securities and Exchange Commission (SEC).
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2016 United States House of Representatives elections in FloridaACT (NASDAQ)AWCAasif MandviAbe GarverAcorns (company)ActianceActive policy managementAlan SchwartzAlexander FishbeinAlfa-BankAllen StanfordAlternative display facilityAlvin HallAmazon NeptuneAmerican Academy of Financial ManagementAmeriprise FinancialAndy VollmerAnnuity (American)Anthony ElgindyAnthony NanulaAnthony PratkanisAnthony ZinniApache HiveArbitration in the United StatesArchegos Capital ManagementArturo PorzecanskiAtlantic-Pacific CapitalAutomated trading systemBanc of America Securities (1998–2008)Bank_of_AmericaBanking in the United StatesBarclaysBarton H. WatsonBear StearnsBenito RomanoBenjamin WeyBernie Madoff
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Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) which regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The US government agency which acts as the ultimate regulator of the US securities industry, including FINRA, is the US Securities and Exchange Commission (SEC).
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La Financial Industry Regulato ...... lir con la regulación vigente.
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Le National Association of Sec ...... ns automatisées de la NASD »).
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NASD, Inc. (dahulu dikenal den ...... and Exchange Commission (SEC).
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The Financial Industry Regulat ...... and Exchange Commission (SEC).
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Служба регулирования отрасли ф ...... ciation of Securities Dealers)
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في الولايات المتحدة ، هيئة تنظ ...... يئة الأوراق المالية والبورصات.
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12,481,308
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1,024,617,047
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employees
founded
2007-07-30
full name
Financial Industry Regulatory Authority, Inc.
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headquarters
Washington, D.C., United States
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Robert W. Cook
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FINRA
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La Financial Industry Regulato ...... lir con la regulación vigente.
@es
Le National Association of Sec ...... ns automatisées de la NASD »).
@fr
NASD, Inc. (dahulu dikenal den ...... and Exchange Commission (SEC).
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The Financial Industry Regulat ...... and Exchange Commission (SEC).
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Служба регулирования отрасли ф ...... ciation of Securities Dealers)
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في الولايات المتحدة ، هيئة تنظ ...... يئة الأوراق المالية والبورصات.
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FINRA
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Financial Industry Regulatory Authority
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Financial Industry Regulatory Authority
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Financial Industry Regulatory Authority
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NASD
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National Association of Securities Dealers
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هيئة تنظيم الصناعة المالية الأمريكية
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FINRA
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