United States Code: CHAPTER 17— BANK HOLDING COMPANIES
Fund Regulation Investment Adviser Firm Report instance data.
A sample data file with fictitious Vermont financial companies.
A fictitious Vermont non-profi ...... tity of the Malboro Foundtion.
The Ontology Web Language (OWL ...... compilation report and form.
The Address structure for business and mailing addresses including phone and fax number.
The Filing Type has the versio ...... Form ADV filing was processed.
Form ADV filings made by inves ...... ts are subclass of FirmReport.
This is the root class for the ...... r the list of reporting firms.
The class is a list with references to the individual firm reports.
Firm's response to Part1A Item ...... nt or policies (Y/N/null). -->
Firm's response to Part1A Item ...... ed with any felony (Y/N/null).
Firm's response to Part1A Item ...... listed in 11.B(1) (Y/N/null).
Firm's response to Part1A Item ...... and desist from any activity?
Firm's response to Part1A Item ...... ssociating with an investment-
Firm's response to Part1A Item ...... visory affiliate’s activities?
Firm's response to Part1A Item ...... voked or suspended (Y/N/null).
Firm's response to Part1A Item ...... ., 11.D., or 11.E. (Y/N/null).
Firm's response to Part1A Item ...... r to any part of Item 11.H(1)?
Firm's response to Part1A Item ...... supervised persons (Y/N/null).
The firm Identifying Informati ...... ty Identifier if you have one:
Firm's response to Part1A Item 1I-Do you have one or more websites (xsd:string).
Firm's response to Part1A Item 2A.
Part 1A Item 2Bs holds Yes/No ...... ith the range of AnswerYNType.
Firm's response to Part1A Item ...... you organized Other (specify).
Firm's response to Part 1A Item 3B-In what month does your fiscal year end each year?.
Firm's response to Part1A Item ...... try are you organized (Code).
Firm's response to Part1A Item 5A-Approximately how many employees do you have.
Firm's response to Part1A Item ...... isory clients on your behalf.
Firm's response to Part1A Item ...... are non-United States persons.
Firm's response to Part1A Item ...... ance companies. (2)(m)-Other.
Firm's response to Part1A Item ...... and total number of accounts.
Firm's response to Part1A Item ...... orkshops (12) Other (specify):
Firm's response to Part1A Item ...... during your last fiscal year.
Firm's response to Part1A Item ...... for the wrap fee program (Y/N)
Firm's response to Part1A Item ...... pes of investments (Y/N/null).
Firm's response to Part1A Item ...... product salesperson (specify):
Firm's response to Part1A Item ...... to your advisory clients? Y/N
Firm's response to Part1A Item ...... of pooled investment vehicles
Firm's response to Part1A Item 7B-Are you an adviser to any private fund (Y/N/null).
Firm's response to Part1A Item ...... oned in Items 8.A.(1) or (2))?
Firm's response to Part1A Item 8B - Sales Interest in Client Transactions
Firm's response to Part1A Item ...... ent’s securities transactions?
Firm's response to Part1A Item ...... rs related persons (Y/N/null).
Firm's response to Part1A Item ...... dealers to clients (Y/N/null).
Firm's response to Part1A Item ...... rs related persons (Y/N/null).
Firm's response to Part1A Item ...... change Act of 1934 (Y/N/null).
Firm's response to Part1A Item ...... r client referrals (Y/N/null).
Firm's response to Part1A Item ...... or client referrals(Y/N/null).
Firm's response to Part1A Item ...... (b) Total Number of Clients